LEAP | Pension, Investment & Upcoming Regulatory Changes Seminar | October 2017

October 11, 2017

MiFID 2, PRIIPS, and its implications for Financial Advisors

Ronan Gahan, Managing Director, Conexim – Ronan will cover the main regulatory changes to impact advisors in 2018, with a focus on the changes to the Consumer Protection Code which impacts the advisory process, remuneration, research, conflicts of interests and independence.

Featuring

Ronan Gahan

Managing Director Conexim

Ronan has provided consulting services in Compliance and Risk management to a range of regulated entities in commodity brokerages, stockbroking, platforms, algorithmic trading, banking, corporate trustee services and collective investment vehicles. Ronan has ...

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